Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Renee Sprinthall | 1541117 | 4 | 12/29/2003 | Customer Dispute | Settled | $13,612.90 | $0.00 | See FINRA Report |
| Michael David Curtis | 2255005 | 4 | 10/28/2003 | Customer Dispute | Denied | $92,160.10 | $0.00 | See FINRA Report |
| Ronald C Camet | 2752497 | 8 | 07/15/2003 | Customer Dispute | Final | $140,000.00 | $0.00 | See FINRA Report |
| Trevor Kene Litherland | 732572 | 4 | 07/11/2003 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Allen Cumbo | 2702174 | 2 | 06/26/2003 | Customer Dispute | Closed-No Action | $47,000.00 | $0.00 | See FINRA Report |
| Vanessa Caudill | 6449587 | 1 | 02/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael David Curtis | 2255005 | 4 | 01/15/2003 | Customer Dispute | Denied | $9,574.10 | $0.00 | See FINRA Report |
| Ronald C Camet | 2752497 | 8 | 06/03/2002 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Frank Ralph Perri | 360480 | 1 | 04/26/2002 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| David John Adams | 2853872 | 2 | 10/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |