Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Douglas Haywood | 2703413 | 2 | 02/29/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Trevor Kene Litherland | 732572 | 4 | 11/13/2007 | Customer Dispute | Denied | $15,894.60 | $0.00 | See FINRA Report |
| Jeffrey Ian Freund | 1321512 | 1 | 08/28/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne Hillary Nitzberg | 1173209 | 1 | 05/30/2007 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Donald Michael Jankowski | 1495967 | 1 | 10/06/2005 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| Ronald C Camet | 2752497 | 8 | 07/18/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mary Virginia Trotter | 4313625 | 2 | 07/14/2005 | Customer Dispute | Denied | $84,177.60 | $0.00 | See FINRA Report |
| Steven David Chafin | 4786776 | 1 | 06/20/2005 | Customer Dispute | Settled | $7,536.00 | $0.00 | See FINRA Report |
| Rajesh Khullar | 1876319 | 2 | 03/04/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ronald C Camet | 2752497 | 8 | 02/17/2005 | Customer Dispute | Settled | $130,401.00 | $0.00 | See FINRA Report |