Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan Adam Lansford | 6105913 | 1 | 10/06/2022 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Brian William Casey | 5560233 | 1 | 08/17/2022 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Tony Kang | 4774261 | 3 | 03/30/2015 | Customer Dispute | Settled | $48,137.30 | $0.00 | See FINRA Report |
| Tony Kang | 4774261 | 3 | 11/17/2014 | Customer Dispute | Settled | $8,866.20 | $0.00 | See FINRA Report |
| David John Adams | 2853872 | 2 | 04/21/2014 | Customer Dispute | Settled | $3,200,000.00 | $0.00 | See FINRA Report |
| Christine Maria Ward | 5605819 | 2 | 07/13/2012 | Customer Dispute | Settled | $1,500.00 | $0.00 | See FINRA Report |
| Korsa Nzidee | 4838402 | 1 | 08/22/2011 | Customer Dispute | Settled | $5,400.00 | $0.00 | See FINRA Report |
| Marty Michael Martinez | 3091591 | 4 | 11/24/2010 | Customer Dispute | Settled | $1,200,000.00 | $0.00 | See FINRA Report |
| Matthew Clinton Bade | 1686261 | 2 | 07/02/2010 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Kenneth Gregory Klages | 4888941 | 2 | 12/18/2009 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |