Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rodolfo Delasierra | 4175237 | 1 | 09/17/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trish Le | 6002689 | 1 | 01/27/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Ian Freund | 1321512 | 1 | 08/28/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Trevor Kene Litherland | 732572 | 4 | 07/16/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Navarro | 1986440 | 1 | 03/06/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Stephen Hamilton | 1074029 | 1 | 07/09/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gerald Ray Heiple | 2247204 | 1 | 03/16/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John P Murphy | 856789 | 5 | 02/20/1992 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John P Murphy | 856789 | 5 | 09/25/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John P Murphy | 856789 | 5 | 11/08/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |