Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean McMullin | 4228661 | 2 | 04/02/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean McMullin | 4228661 | 2 | 03/08/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Everett Wilson | 6491440 | 3 | 01/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Everett Wilson | 6491440 | 3 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Everett Wilson | 6491440 | 3 | 07/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Adam Barrack | 1393944 | 5 | 11/05/2012 | Customer Dispute | Pending | $3,000,000.00 | $0.00 | See FINRA Report |
| Jonathan Adam Barrack | 1393944 | 5 | 06/10/2010 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Adam Barrack | 1393944 | 5 | 04/15/2009 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Jonathan Adam Barrack | 1393944 | 5 | 02/25/2009 | Customer Dispute | Pending | $847,000.00 | $0.00 | See FINRA Report |
| Renee Sprinthall | 1541117 | 4 | 01/04/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |