Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Douglas Brooks | 5575440 | 2 | 07/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Sackett | 6413170 | 2 | 05/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Farlow | 4833155 | 1 | 06/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Winston McGilchrist | 1029958 | 11 | 05/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Winston McGilchrist | 1029958 | 11 | 05/17/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle L Hassani | 5299394 | 3 | 10/05/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michelle L Hassani | 5299394 | 3 | 11/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Franzen | 4616701 | 2 | 07/17/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marlon Geroid Carter | 5488259 | 3 | 08/21/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John Winston McGilchrist | 1029958 | 11 | 01/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |