Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sean McMullin | 4228661 | 2 | 04/02/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean McMullin | 4228661 | 2 | 03/08/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Everett Wilson | 6491440 | 3 | 01/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Everett Wilson | 6491440 | 3 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Everett Wilson | 6491440 | 3 | 07/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Tracy A Shannon | 1872702 | 1 | 12/29/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Patrick Kevin Lee | 2003189 | 4 | 05/12/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Clinton Deshawn Ward | 4520678 | 1 | 01/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Nell | 5636277 | 2 | 04/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Lemar Henry | 6298832 | 4 | 04/01/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |