Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dwayne Eric Daniels | 6117658 | 1 | 12/04/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vanessa Caudill | 6449587 | 1 | 02/27/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donavan Anthony Thomas | 2390440 | 2 | 03/08/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gerald Pagaduan Cornel | 2711526 | 1 | 11/20/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Sullivan Delaney | 2978681 | 1 | 05/01/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Marty Michael Martinez | 3091591 | 4 | 03/05/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Scott Gordon Kishbaugh | 5704419 | 1 | 12/30/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonathan Joel Schedler | 4209416 | 1 | 05/01/1977 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Julie Lynn Russell | 1270596 | 1 | 06/15/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |