Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Avinash Daswani | 4838727 | 2 | 03/22/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Caleb Riley | 6715912 | 2 | 02/01/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin J Taalman | 3151387 | 1 | 10/26/2017 | Customer Dispute | Denied | $61,913.00 | $0.00 | See FINRA Report |
| Hurong Lou | 5208342 | 2 | 03/24/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jason Anthony Woodard | 4245733 | 1 | 08/08/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Patrick Kevin Lee | 2003189 | 4 | 06/15/2016 | Customer Dispute | Denied | $14,453.00 | $0.00 | See FINRA Report |
| Kenneth Gregory Klages | 4888941 | 2 | 02/01/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Michelle L Hassani | 5299394 | 3 | 12/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Hurong Lou | 5208342 | 2 | 01/28/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tony Kang | 4774261 | 3 | 02/13/2014 | Customer Dispute | Denied | $26,097.20 | $0.00 | See FINRA Report |