Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Frank Ralph Perri | 360480 | 1 | 04/26/2002 | Customer Dispute | Settled | $24,000.00 | $0.00 | See FINRA Report |
| David John Adams | 2853872 | 2 | 10/05/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Christian Birks | 2654784 | 1 | 03/15/2001 | Customer Dispute | Denied | $5,013.00 | $0.00 | See FINRA Report |
| Jonathan Adam Barrack | 1393944 | 5 | 01/03/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher Daniel Gryzen | 2702748 | 1 | 11/07/2000 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Robert Michael Chester | 1315082 | 1 | 08/14/2000 | Customer Dispute | Denied | $21,778.10 | $0.00 | See FINRA Report |
| Carol L Bendik | 2129466 | 2 | 05/18/1999 | Customer Dispute | Settled | $9,050.00 | $0.00 | See FINRA Report |
| Thomas Louis Chiatalas | 1087977 | 1 | 04/23/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Renee Sprinthall | 1541117 | 4 | 01/04/1999 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Renee Sprinthall | 1541117 | 4 | 05/18/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |