Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kabirudeen Salami | 5436323 | 1 | 01/27/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Annie Cronin | 2287522 | 4 | 01/15/2009 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donavan Anthony Thomas | 2390440 | 2 | 12/09/2008 | Customer Dispute | Settled | $33,865.00 | $0.00 | See FINRA Report |
| Michael Scott Gilbert | 4362349 | 1 | 10/24/2008 | Customer Dispute | Settled | $16,607.20 | $0.00 | See FINRA Report |
| Niki Renee Gray | 4526604 | 2 | 10/14/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Marty Michael Martinez | 3091591 | 4 | 08/05/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ryan Michael de La Torre | 5000123 | 1 | 03/07/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Stephen Douglas Haywood | 2703413 | 2 | 03/06/2008 | Customer Dispute | Settled | $66,000.00 | $0.00 | See FINRA Report |
| Stephen Douglas Haywood | 2703413 | 2 | 02/29/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Trevor Kene Litherland | 732572 | 4 | 11/13/2007 | Customer Dispute | Denied | $15,894.60 | $0.00 | See FINRA Report |