Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephen Douglas Haywood | 2703413 | 2 | 02/29/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Michael David Curtis | 2255005 | 4 | 04/24/2004 | Customer Dispute | Closed-No Action | $272,277.00 | $0.00 | See FINRA Report |
| Bruce Allen Cumbo | 2702174 | 2 | 06/26/2003 | Customer Dispute | Closed-No Action | $47,000.00 | $0.00 | See FINRA Report |