Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lawrence Douglas Brooks | 5575440 | 2 | 07/24/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jennifer Sackett | 6413170 | 2 | 05/02/2024 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sean McMullin | 4228661 | 2 | 04/02/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean McMullin | 4228661 | 2 | 03/08/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Everett Wilson | 6491440 | 3 | 01/04/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Everett Wilson | 6491440 | 3 | 12/28/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sean Everett Wilson | 6491440 | 3 | 07/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Justin Pike | 7259133 | 1 | 06/22/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Farlow | 4833155 | 1 | 06/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aradhana Verma | 4914743 | 1 | 06/02/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |