Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Beth Ellen Lewis | 2485404 | 4 | 01/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Beth Ellen Lewis | 2485404 | 4 | 11/30/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Beth Ellen Lewis | 2485404 | 4 | 09/17/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Beth Ellen Lewis | 2485404 | 4 | 03/12/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |