Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Emily Grimes Wood | 4457998 | 1 | 06/10/2016 | Customer Dispute | Denied | $155,578.00 | $0.00 | See FINRA Report |
| Timothy Douglas Rheaume | 5804620 | 1 | 02/06/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |