Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ian M Deliz Morales | 4697350 | 31 | 11/05/2018 | Customer Dispute | Settled | $410,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 07/30/2018 | Customer Dispute | Settled | $420,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 07/30/2018 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 06/29/2018 | Customer Dispute | Settled | $185,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 06/05/2018 | Customer Dispute | Settled | $1,757,850.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 04/13/2018 | Customer Dispute | Settled | $680,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 03/14/2018 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 10/11/2017 | Customer Dispute | Settled | $340,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 07/03/2017 | Customer Dispute | Settled | $635,472.00 | $0.00 | See FINRA Report |
| Edwin Guido Treimanis | 1733935 | 8 | 05/04/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |