Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ian M Deliz Morales | 4697350 | 31 | 10/11/2017 | Customer Dispute | Settled | $340,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 07/03/2017 | Customer Dispute | Settled | $635,472.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 03/22/2016 | Customer Dispute | Settled | $1,000,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 02/16/2016 | Customer Dispute | Settled | $289,273.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 01/15/2016 | Customer Dispute | Settled | $60,153.70 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 10/28/2015 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 08/17/2015 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 12/10/2014 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 08/22/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |