Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ian M Deliz Morales | 4697350 | 31 | 10/30/2015 | Customer Dispute | Pending | $5,818,320.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 10/28/2015 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 08/17/2015 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 12/10/2014 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 09/16/2014 | Customer Dispute | Award / Judgment | $285,000.00 | $354,856.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 08/22/2014 | Customer Dispute | Settled | $300,000.00 | $0.00 | See FINRA Report |
| Edwin Guido Treimanis | 1733935 | 8 | 06/08/2009 | Customer Dispute | Denied | $260,000.00 | $0.00 | See FINRA Report |
| Edwin Guido Treimanis | 1733935 | 8 | 04/14/2003 | Customer Dispute | Denied | $36,273.90 | $0.00 | See FINRA Report |