Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ian M Deliz Morales | 4697350 | 31 | 10/02/2019 | Customer Dispute | Settled | $750,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 08/27/2019 | Customer Dispute | Settled | $230,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 08/27/2019 | Customer Dispute | Settled | $525,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 08/06/2019 | Customer Dispute | Settled | $290,853.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 06/03/2019 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 03/01/2019 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 01/29/2019 | Customer Dispute | Pending | $5,818,320.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 11/05/2018 | Customer Dispute | Settled | $410,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 07/30/2018 | Customer Dispute | Settled | $420,000.00 | $0.00 | See FINRA Report |
| Ian M Deliz Morales | 4697350 | 31 | 07/30/2018 | Customer Dispute | Settled | $170,000.00 | $0.00 | See FINRA Report |