Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Michael Maggio | 2447727 | 3 | 02/24/2011 | Customer Dispute | Denied | $10,850.00 | $0.00 | See FINRA Report |
| David Michael Maggio | 2447727 | 3 | 10/26/2009 | Customer Dispute | Award / Judgment | $105,073.00 | $38,500.00 | See FINRA Report |
| David Michael Maggio | 2447727 | 3 | 10/04/2006 | Customer Dispute | Denied | $38,963.00 | $0.00 | See FINRA Report |