Our Staff has compiled our research into a database of FINRA Broker Disclosures for Franklin Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelvin John Aiken | 2335302 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas Pascucci | 7604300 | 1 | 11/19/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Justin Sachenbacher | 6585633 | 1 | 11/08/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Vincent Joseph Dipaolo | 5553947 | 1 | 02/28/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Sean F Swager | 5625941 | 1 | 12/11/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ricardo Golubov | 4856481 | 1 | 05/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Curtis M Sahler | 4499251 | 1 | 09/01/2006 | Customer Dispute | Settled | $16,000.00 | $0.00 | See FINRA Report |
| Christopher Michael Bunker | 2156501 | 1 | 08/12/2005 | Customer Dispute | Settled | $5,134.75 | $0.00 | See FINRA Report |
| Richard Alan Freeman | 828818 | 2 | 01/06/2004 | Customer Dispute | Denied | $54,000.00 | $0.00 | See FINRA Report |
| Richard Alan Freeman | 828818 | 2 | 06/21/2002 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |