Our Staff has compiled our research into a database of FINRA Broker Disclosures for Franklin Distributors, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Diana Cristina Wilcox | 6660462 | 3 | 05/24/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Cristina Wilcox | 6660462 | 3 | 03/12/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Cristina Wilcox | 6660462 | 3 | 01/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodney Sherman Jones | 5073293 | 2 | 11/27/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelvin John Aiken | 2335302 | 2 | 07/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elree James Clark | 5027451 | 1 | 11/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelvin John Aiken | 2335302 | 2 | 12/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |