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FINRA Broker Disclosures for Franklin Distributors, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Franklin Distributors, LLC. Search or filter the database to find more about a specific broker.

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Displaying 11-12 out of 12 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Elree James Clark5027451111/29/2016FinancialFinal$0.00$0.00See FINRA Report
Kelvin John Aiken2335302212/01/2014FinancialFinal$0.00$0.00See FINRA Report

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