Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Edward Franklin Camp | 2052301 | 4 | 09/07/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Otto Everett Ray | 3112191 | 1 | 04/28/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Edward Franklin Camp | 2052301 | 4 | 05/11/2004 | Customer Dispute | Settled | $40,500.00 | $0.00 | See FINRA Report |
Pietro Joseph Passalacqua | 2299676 | 4 | 11/21/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
J Standish Fortin | 3008070 | 4 | 04/04/2003 | Customer Dispute | Denied | $15,194.30 | $0.00 | See FINRA Report |
William Edward Breagy | 2260295 | 9 | 03/24/2003 | Customer Dispute | Closed-No Action | $12,790.80 | $0.00 | See FINRA Report |
Matthew David Powlen | 4901387 | 1 | 01/02/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Richard Dambola | 2816480 | 7 | 12/16/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
William Edward Breagy | 2260295 | 9 | 07/09/2002 | Customer Dispute | Settled | $10,387.30 | $0.00 | See FINRA Report |
Richard Dambola | 2816480 | 7 | 07/03/2002 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |