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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 61-70 out of 97 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Edward Franklin Camp2052301409/07/2005RegulatoryFinal$0.00$0.00See FINRA Report
Otto Everett Ray3112191104/28/2005Employment Separation After Allegations$0.00$0.00See FINRA Report
Edward Franklin Camp2052301405/11/2004Customer DisputeSettled$40,500.00$0.00See FINRA Report
Pietro Joseph Passalacqua2299676411/21/2003RegulatoryFinal$0.00$0.00See FINRA Report
J Standish Fortin3008070404/04/2003Customer DisputeDenied$15,194.30$0.00See FINRA Report
William Edward Breagy2260295903/24/2003Customer DisputeClosed-No Action$12,790.80$0.00See FINRA Report
Matthew David Powlen4901387101/02/2003Judgment / Lien$0.00$0.00See FINRA Report
Richard Dambola2816480712/16/2002RegulatoryFinal$0.00$0.00See FINRA Report
William Edward Breagy2260295907/09/2002Customer DisputeSettled$10,387.30$0.00See FINRA Report
Richard Dambola2816480707/03/2002Customer DisputeClosed-No Action$30,000.00$0.00See FINRA Report

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