Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Paul Forgrave | 4472948 | 19 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Andrew Lapointe | 1768549 | 1 | 09/01/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Dawn Leclaire Walker | 1264422 | 1 | 08/02/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Matthew O Bahrenburg | 5295661 | 2 | 07/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle Michael Marburger | 5164477 | 2 | 12/27/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kyle Michael Marburger | 5164477 | 2 | 11/17/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| William Brian Quick | 2429700 | 2 | 11/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Glenn McDaniel | 5147268 | 1 | 11/02/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| J Standish Fortin | 3008070 | 4 | 09/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Brian Quick | 2429700 | 2 | 07/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |