Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Martin Betenbaugh | 5222485 | 3 | 11/02/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 04/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 03/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 03/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Martin Betenbaugh | 5222485 | 3 | 01/23/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brett Michael Bacon | 6080375 | 3 | 01/15/2018 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |