Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Paul Forgrave | 4472948 | 19 | 01/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 11/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 11/10/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suresh Fernando | 6818021 | 1 | 09/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew O Bahrenburg | 5295661 | 2 | 08/24/2020 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 04/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricky L Bain | 4525494 | 1 | 03/19/2019 | Customer Dispute | Denied | $237,500.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 12/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Benjamin Paul Forgrave | 4472948 | 19 | 11/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |