Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Lee Grossman | 2055510 | 2 | 05/03/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mickey Lee Owens | 1437001 | 5 | 09/29/1994 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Mickey Lee Owens | 1437001 | 5 | 08/31/1993 | Customer Dispute | Award / Judgment | $0.00 | $40,000.00 | See FINRA Report |
| Mickey Lee Owens | 1437001 | 5 | 05/09/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Franklin Camp | 2052301 | 4 | 04/26/1991 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Pietro Joseph Passalacqua | 2299676 | 4 | 04/11/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John D Kampen | 5486541 | 1 | 02/14/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |