Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Benjamin Paul Forgrave | 4472948 | 19 | 12/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew O Bahrenburg | 5295661 | 2 | 07/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Brian Quick | 2429700 | 2 | 11/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William Brian Quick | 2429700 | 2 | 07/28/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| J Standish Fortin | 3008070 | 4 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Marie Stockberger | 2423926 | 1 | 03/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |