Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kelly Marie Stockberger | 2423926 | 1 | 03/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| J Standish Fortin | 3008070 | 4 | 12/16/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Franklin Camp | 2052301 | 4 | 09/07/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Pietro Joseph Passalacqua | 2299676 | 4 | 11/21/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Dambola | 2816480 | 7 | 12/16/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Dennis Clark | 1047496 | 2 | 07/06/2001 | Civil | Final | $0.00 | $0.00 | See FINRA Report |
| Richard Dambola | 2816480 | 7 | 04/06/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Franklin Camp | 2052301 | 4 | 11/29/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 11/19/1999 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| William Lee Grossman | 2055510 | 2 | 05/03/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |