Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Benjamin Paul Forgrave | 4472948 | 19 | 08/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Paul Forgrave | 4472948 | 19 | 04/15/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Paul Forgrave | 4472948 | 19 | 12/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Paul Forgrave | 4472948 | 19 | 11/15/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Martin Betenbaugh | 5222485 | 3 | 11/02/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Paul Forgrave | 4472948 | 19 | 04/12/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Paul Forgrave | 4472948 | 19 | 03/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Paul Forgrave | 4472948 | 19 | 03/08/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Benjamin Paul Forgrave | 4472948 | 19 | 02/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Paul Martin Betenbaugh | 5222485 | 3 | 01/23/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |