Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Edward Breagy | 2260295 | 9 | 12/21/2000 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Dambola | 2816480 | 7 | 08/25/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Richard Dambola | 2816480 | 7 | 04/27/1999 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Richard Kenneth Keith | 1277097 | 1 | 03/12/1996 | Customer Dispute | Settled | $17,028.90 | $0.00 | See FINRA Report |
| Mickey Lee Owens | 1437001 | 5 | 12/01/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mickey Lee Owens | 1437001 | 5 | 10/18/1995 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Mickey Lee Owens | 1437001 | 5 | 09/29/1994 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Mickey Lee Owens | 1437001 | 5 | 08/31/1993 | Customer Dispute | Award / Judgment | $0.00 | $40,000.00 | See FINRA Report |