Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Franklin Camp | 2052301 | 4 | 05/11/2004 | Customer Dispute | Settled | $40,500.00 | $0.00 | See FINRA Report |
| J Standish Fortin | 3008070 | 4 | 04/04/2003 | Customer Dispute | Denied | $15,194.30 | $0.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 03/24/2003 | Customer Dispute | Closed-No Action | $12,790.80 | $0.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 07/09/2002 | Customer Dispute | Settled | $10,387.30 | $0.00 | See FINRA Report |
| Richard Dambola | 2816480 | 7 | 07/03/2002 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 11/12/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 11/09/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Dennis Clark | 1047496 | 2 | 07/06/2001 | Customer Dispute | Award / Judgment | $1,000,000.00 | $182,000.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 05/15/2001 | Customer Dispute | Settled | $31,352.20 | $0.00 | See FINRA Report |
| William Edward Breagy | 2260295 | 9 | 04/18/2001 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |