Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kurt Richard Supe | 4154773 | 3 | 02/20/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Richard Dambola | 2816480 | 7 | 09/06/2012 | Customer Dispute | Closed-No Action | $48,000.00 | $0.00 | See FINRA Report |
| Robert Herbert Britton | 4515040 | 3 | 05/19/2011 | Customer Dispute | Denied | $10,395.00 | $0.00 | See FINRA Report |
| Robert Herbert Britton | 4515040 | 3 | 07/16/2010 | Customer Dispute | Settled | $355,000.00 | $0.00 | See FINRA Report |
| Robert Herbert Britton | 4515040 | 3 | 04/30/2010 | Customer Dispute | Closed-No Action | $26,640.00 | $0.00 | See FINRA Report |
| James A Guyot | 4517834 | 1 | 11/11/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William Lee Grossman | 2055510 | 2 | 11/10/2008 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Kurt Richard Supe | 4154773 | 3 | 03/27/2008 | Customer Dispute | Settled | $10,600.00 | $0.00 | See FINRA Report |
| Daryl Glen Phillips | 4262531 | 1 | 03/03/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Barry Gene Hickey | 1434453 | 1 | 02/05/2007 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |