Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Joseph Ferguson | 5474307 | 5 | 08/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Ferguson | 5474307 | 5 | 08/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Ferguson | 5474307 | 5 | 08/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Ferguson | 5474307 | 5 | 08/02/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Edell | 5002258 | 3 | 10/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cruz Lagunas | 7535360 | 1 | 10/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Robert Marsell | 4816620 | 1 | 08/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Joseph Ferguson | 5474307 | 5 | 08/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Poertner | 6919537 | 1 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary Theodore Cox | 5067629 | 1 | 10/19/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |