Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Reinhardt Haese | 1549272 | 1 | 04/22/2022 | Customer Dispute | Settled | $431,012.00 | $0.00 | See FINRA Report |
| Thomas Joseph Shanahan | 1380187 | 1 | 04/03/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gary James Palmer | 355588 | 1 | 03/10/2010 | Customer Dispute | Denied | $8,371.00 | $0.00 | See FINRA Report |