Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Wayne Twenhafel | 2374562 | 2 | 08/18/2003 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Alan Michael Swan | 6081417 | 1 | 04/03/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Wayne Twenhafel | 2374562 | 2 | 12/16/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Lee Bandel | 5235131 | 1 | 04/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonas Alan Merk | 2897159 | 5 | 05/04/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonas Alan Merk | 2897159 | 5 | 04/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonas Alan Merk | 2897159 | 5 | 04/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonas Alan Merk | 2897159 | 5 | 04/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jonas Alan Merk | 2897159 | 5 | 04/12/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Dennis James Elliott | 3167567 | 1 | 07/31/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |