Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rene Adam Bardel | 6815099 | 5 | 09/18/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rene Adam Bardel | 6815099 | 5 | 08/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deshandra Townsend Randle | 6923152 | 1 | 05/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Craig | 6762266 | 1 | 04/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig Larned Elliott | 4374981 | 1 | 07/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Kaye McGarvey | 4080288 | 5 | 10/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lewis J Brown | 2928328 | 1 | 09/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Kaye McGarvey | 4080288 | 5 | 08/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arryn Elizabeth Kempner | 6398988 | 2 | 07/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Kaye McGarvey | 4080288 | 5 | 07/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |