Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Augusto Carlos Gaymer | 4869727 | 3 | 11/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Linnell Dunlap | 4097615 | 3 | 10/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Linnell Dunlap | 4097615 | 3 | 08/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Denise Linnell Dunlap | 4097615 | 3 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Ann Clemons | 5750248 | 1 | 05/29/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian Darrell Fylak | 1103143 | 1 | 12/01/1999 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Denney R Domantay | 2798834 | 1 | 06/29/1998 | Customer Dispute | Settled | $29,395.60 | $0.00 | See FINRA Report |
| Ryan Michael Bertrand | 6336898 | 1 | 09/04/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |