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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 10 out of 16 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Scott Bruce Seidman12473531612/06/2004RegulatoryFinal$0.00$0.00See FINRA Report
Scott Bruce Seidman12473531607/14/2004RegulatoryFinal$0.00$0.00See FINRA Report
Scott Bruce Seidman12473531604/24/2004RegulatoryFinal$0.00$0.00See FINRA Report
Scott Bruce Seidman12473531601/13/2004Employment Separation After Allegations$0.00$0.00See FINRA Report
Scott Bruce Seidman12473531601/12/2004Customer DisputeClosed-No Action$11,000.00$0.00See FINRA Report
Scott Bruce Seidman12473531608/15/2003Customer DisputeSettled$250,423.00$0.00See FINRA Report
Scott Bruce Seidman12473531602/20/2003Customer DisputeDenied$0.00$0.00See FINRA Report
Scott Bruce Seidman12473531601/17/2003RegulatoryFinal$0.00$0.00See FINRA Report
Scott Bruce Seidman12473531611/05/2002Customer DisputeSettled$0.00$0.00See FINRA Report
Scott Bruce Seidman12473531610/10/2002Employment Separation After Allegations$0.00$0.00See FINRA Report

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