Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Alan Brown | 32435 | 2 | 12/13/1990 | Customer Dispute | Settled | $35,000.00 | $0.00 | See FINRA Report |
| James Alan Brown | 32435 | 2 | 02/01/1989 | Customer Dispute | Settled | $36,296.40 | $0.00 | See FINRA Report |