Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Inserra | 1664258 | 3 | 12/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kimberly Ann Ferry | 4718950 | 1 | 01/05/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brett W Berry | 1926468 | 1 | 12/16/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Matthew L Hall | 2266756 | 2 | 11/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Fortoul | 1361270 | 2 | 06/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeremy Lee McChesney | 5728401 | 1 | 12/18/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Kathleen Fortoul | 1361270 | 2 | 07/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christina Wolfe | 2684158 | 1 | 06/20/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Arif Ahmed | 3099755 | 5 | 02/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Matthew P MacMichael | 2908568 | 1 | 02/21/2012 | Customer Dispute | Denied | $10,000.00 | $0.00 | See FINRA Report |