Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maxwell Douglas Peckler | 2391251 | 6 | 04/12/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Fortune MacRi | 5751599 | 1 | 02/24/2021 | Customer Dispute | Denied | $488,000.00 | $0.00 | See FINRA Report |
| Emily Greten | 6704939 | 1 | 02/23/2021 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Matthew Babrick | 4433983 | 1 | 04/29/2020 | Customer Dispute | Denied | $854,000.00 | $0.00 | See FINRA Report |
| Matthew L Hall | 2266756 | 2 | 12/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Zachary Calahan | 6266012 | 1 | 05/11/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Kantor | 5691154 | 1 | 11/07/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Rene Henriksen | 2798761 | 6 | 04/05/2017 | Customer Dispute | Closed-No Action | $92,973.50 | $0.00 | See FINRA Report |
| Leland Mindnich | 6113336 | 1 | 02/18/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kieran J Lynch | 2031471 | 2 | 12/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |