Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maxwell Douglas Peckler | 2391251 | 6 | 07/30/1999 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Sanah Chung | 2002221 | 1 | 09/16/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |