Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Inserra | 1664258 | 3 | 09/20/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Andrew Vahab | 4618574 | 1 | 11/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Guthrie | 4844116 | 2 | 11/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| George Fuchs | 2984958 | 1 | 04/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth J Morris | 4017645 | 2 | 03/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Anthony Custodio | 2546224 | 1 | 03/01/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kenneth J Morris | 4017645 | 2 | 02/05/2008 | Customer Dispute | Denied | $6,680.00 | $0.00 | See FINRA Report |
| Kieran J Lynch | 2031471 | 2 | 02/06/2006 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| J. Joseph Lally | 300856 | 1 | 03/26/2001 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Arif Ahmed | 3099755 | 5 | 09/18/2000 | Customer Dispute | Denied | $57,000.00 | $0.00 | See FINRA Report |