Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Arif Ahmed | 3099755 | 5 | 12/01/2008 | Customer Dispute | Settled | $336,000.00 | $0.00 | See FINRA Report |
| Andrew Vahab | 4618574 | 1 | 11/19/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Guthrie | 4844116 | 2 | 11/07/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Inserra | 1664258 | 3 | 06/20/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Charles Radcliffe | 1560923 | 1 | 06/06/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| David Guthrie | 4844116 | 2 | 04/25/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| George Fuchs | 2984958 | 1 | 04/16/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ed Wentzheimer | 4444530 | 2 | 03/18/2008 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Kenneth J Morris | 4017645 | 2 | 03/10/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Ed Wentzheimer | 4444530 | 2 | 03/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |