Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Zachary Calahan | 6266012 | 1 | 05/11/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Michael Kantor | 5691154 | 1 | 11/07/2017 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| Rene Henriksen | 2798761 | 6 | 04/05/2017 | Customer Dispute | Closed-No Action | $92,973.50 | $0.00 | See FINRA Report |
| Leland Mindnich | 6113336 | 1 | 02/18/2016 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kieran J Lynch | 2031471 | 2 | 12/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Inserra | 1664258 | 3 | 12/02/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kimberly Ann Ferry | 4718950 | 1 | 01/05/2015 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Brett W Berry | 1926468 | 1 | 12/16/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeremy Lee McChesney | 5728401 | 1 | 12/18/2013 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Arif Ahmed | 3099755 | 5 | 02/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |