Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Paul Vincent Herzfeld | 1546642 | 11 | 11/15/2006 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 09/15/2006 | Customer Dispute | Settled | $36,000.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 09/15/2006 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 03/01/2005 | Customer Dispute | Settled | $75,000.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 02/09/2004 | Customer Dispute | Settled | $222,736.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 10/17/2002 | Customer Dispute | Settled | $850,000.00 | $0.00 | See FINRA Report |
| Paul Vincent Herzfeld | 1546642 | 11 | 11/14/2000 | Customer Dispute | Settled | $46,000.00 | $0.00 | See FINRA Report |