Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathan Brad Underkofler | 4599035 | 8 | 06/24/2005 | Customer Dispute | Denied | $20,607.00 | $0.00 | See FINRA Report |
| Kevin Robert Krisowaty | 4152680 | 1 | 10/29/2001 | Customer Dispute | Denied | $1,000.00 | $0.00 | See FINRA Report |
| Kimberly Anne Willie | 5782036 | 1 | 04/07/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kurt Jasin | 7409453 | 1 | 01/05/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jon Everett Heisler | 4389336 | 1 | 04/01/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |