Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Stephen Walls | 1105863 | 14 | 06/01/1987 | Customer Dispute | Award / Judgment | $60,000.00 | $788,000.00 | See FINRA Report |
| David Frederick Guensch | 1769051 | 4 | 02/05/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |